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        Interested parties please email your full resume with present & expected salary and date of availability to

        Equity Research Analyst


        - Conducting research report and build financial models

        - Preparing internal and external written reports, visiting companies, attending listed companies annual meeting?
        - Building and maintaining relationships with listed companies
        - Specialized in Education, Property, Fintech or banking sectors preferred


        - Degree or above in Accounting / Economics / Finance or related discipline;
        - At least 3 years research experience
        - holder of CFA or CPA is an advantage
        - Experience in equity analysis for both secondary and primary equities and deal base research are preferred
        - Good communication, interpersonal and presentation skills;

        - Good command of written andspoken English, Cantonese and Putonghua (a MUST)?

        Settlement Officer/ Senior Settlement Officer (Futures & Bond)

        - Process daily settlement and reconciliation operations, record client transactions, prepare client statements and settlement reports
        - Handle accounts and settlement services request from clients
        - Provide administrative and clerical support, such as data input and document filing
        - Communicate with internal and external parties
        - Perform other ad-hoc duties as required

        - 2-5 years relevant settlement experience?
        - Good knowledge of in investment management system as well as DCASS and Euroclear operations
        - Familiar with local regulatory and compliance requirements in relation to settlement issues
        - Good PC skills in Word and Excel
        - Good interpersonal and communication skills
        - Good command of English, Cantonese and Mandarin
        - Responsible, self-motivated and independent

        Senior Dealer – Securities/ Futures

        Job Description:
        - Execute securities and futures transactions for customers
        - Monitor the clients’ trading activities
        - Responsible for day end transaction matching
        - Handle Clients’ enquiries
        - Comply with procedures, policies and regulatory requirements

        - Degree holder?
        - Licensed with SFC as Representative for Type 1 and/or 2 regulated activities
        - Minimum 3 years’ dealing experience in Hong Kong
        - Excellent written and verbal command of English and Chinese, fluency in Putonghua
        - A team player, aggressive, knowledgeable and hard working
        - Familiar with Bloomberg is a plus
        - Experience in bond trading is a plus

        Compliance Manager

        Job Description:
        - Review and enhance compliance framework on Type 1 and/or Type 9 regulated activities
        - Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements
        - Handle inquiries and investigation from SFC and HKEx
        - Handle licensing issues for individuals;
        - Perform transactions monitoring and AML measures;
        - Develop training materials and coordinate compliance / AML training
        - Perform ad hoc projects as required

        - Degree in law, finance, accounting or related disciplines;
        - Minimum 5 years of compliance experience in securities and futures houses;
        - Excellent verbal and written communication skills in Chinese and English, proficiency in Mandarin is a plus;
        - Good understanding of SFO and other relevant rules and regulations.
        - A team player with strong communication and analytical skills as well as high degree of professional maturity

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